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Unbiased investment solutions to help you serve your clients

As today’s investors seek broad-based solutions tailored to their specific goals and objectives, it is critical for Advisors to provide access to an open investment and financial product platform. A limited scope of product choices can make it difficult to offer the creative solutions your clients seek. Our broad, open-product platform helps to ensure access to the appropriate solutions to address your client’s needs and places you in a highly competitive position within the industry.

13,000 mutual funds

A wide range of options to fit any combination of needs.

180 annuity products

Both fixed-rate deferred, immediate, and index annuities from nearly 10 different carriers.

730 separately managed accounts

Hundreds of separately managed accounts provide unmatched flexibility.

Robust retirement plan solutions

Help your clients work efficiently toward a healthy and timely retirement.

Life, disability and long-term care insurance

Give your clients the peace of mind that they won’t have to worry about finances should something unexpected happen.

AVANTAX WEALTH MANAGEMENT SERVICES

An advisory platform that sets you apart

When you obtain your Investment Advisory Representative (IAR) registration, you are able to offer advisory products and services to your clients. The positive impact a fee-based advisory business can have on your practice is undeniable, so we have built a model that provides you access to an exclusive advisory platform. We continually evaluate traditional and non-traditional investment solutions to ensure you have a product shelf full of the best models in the industry.

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VestAdvisor®

This Advisor-managed platform gives you the flexibility to hold multiple investments in a single account – stocks, bonds, exchange-traded funds (ETFs) and mutual funds. Ongoing portfolio monitoring and performance reporting empowers you to stick to a disciplined maintenance schedule.

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VestAdvisor Select®

This Avantax Advisory Services℠ managed discretionary model enables you to delegate investment management to the home office. You will have access to approved mutual funds and ETFs. Automatic rebalancing ensures the portfolio is invested according to objectives.

Insurance Solutions

Safeguarding your clients and their assets

Preparing for the unexpected is one of the most important aspects of financial services, but can also be one of the most complex. Determining how much coverage your client needs to protect their loved ones in their absence, supplement income needs in the event of a disability or protect a business requires specialized knowledge. And it relies on an in-depth and comprehensive understanding of your clients’ financial picture to help ensure the coverage you select is not only adequate for their needs, but represents the best cost-for-value.

Custodial services

Exceptional securities and brokerage clearing services

Our strategic business alliance with one of the nation’s leading brokerage clearing institutions, National Financial Services LLC (“NFS”), a Fidelity Investments® company, is another affirmation of our commitment to you and your clients. Through this strong relationship, we offer comprehensive investment servicing, including: full service brokerage business, extensive training, dedicated home-office support, and leading-edge technology.

*Securities in accounts carried by National Financial Services LLC (“NFS”), are protected in accordance with the Securities Investor Protection Corporation (SIPC) up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s Board of Directors. NFS also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 202.371.8300.

Fidelity Investments®, Fidelity Clearing & Custody Solutions® and National Financial Services LLC (together Fidelity®) are independent companies, unaffiliated with HD Vest Financial Services. Fidelity is a service provider to HD Vest. There is no form of legal partnership, agency affiliation, or similar relationship between HD Vest and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity Clearing & Custody Solutions provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. Third party marks are the property of their respective owners; all other marks are the property of FMR LLC. 860098.1.0

Subject to appropriate licensing, HD Vest offers different types of accounts and levels of service that can have important implications in terms of the legal rights and responsibilities that attach to your relationship with HD Vest. Unless you have separately contracted for investment advisory or financial planning services, any analysis performed is not an investment advisory account or a comprehensive review of all of your financial needs in connection with a financial plan. Not all HD Vest Advisors are licensed to offer all products or services. For additional information, contact us toll-free at (800) 742-7950.